This seminar will show legal practitioners how to comply with the most challenging aspects of MiFID II such as reporting requirements, creation of transaction reports, cost transparency, the Systemic Internaliser regime, rules on the use of new trading platforms and FinTech. Using practical examples, it will demonstrate how to deal with issues of product manufacturing, distribution, governance and best execution.

Key topics

• Hot issues with pre- and post-trade compliance
• Systematic Internaliser
• Post-trade issues
• Algorithmic and high-frequency trading (HFT), multilateral trading facility (MTF) and organised trading facility (OTF): the main points to consider
• Investor protection aspects of MiFID II
• Practical advice: how to comply with and how to avoid getting caught in breach of MiFID II’s requirements

Who should attend?Compliance officers, banking and capital markets lawyers, national supervisors.

Apply for a scholarship:The German Bundesbank Mainz has generously offered to sponsor the participation of a number of legal practitioners.

• Information for applicants [2]
• Application form [3] (Please send it to Joanna Kuzaj [4])