ERA: Supervisory Challenges Under MiFID II: How to Comply
Section
Event Description
Objective
This seminar will consider selected aspects of MiFID II such as trading venues, third-country provisions and supervisory challenges presented by the legislation in the context of its investor protection objectives. The seminar will address the practical steps that should be taken to ensure compliance with MiFID II.
Key topics
- Brexit and third-country provisions
- Interaction with the GDPR and FinTech
- Compliance and complaints
- Underwriting and placing
- Safeguarding of client’s assets
- Pricing of research
- Trading venues: SMEs, CCPs, algorithmic trading
Who should attend?
Compliance officers, banking and capital markets lawyers, national supervisors
Speakers
Marco Bodellini, Associate Lecturer, Queen Mary University of London
Christopher Buttigieg, Lecturer, University of Malta, Msida
Stefano Febbi, Partner, Bird&Bird, Milan
Andrew Henderson, Partner, Eversheds International, London
Anna Szerszen, Policy Officer, DG FISMA, European Commission, Brussels
Click here for more information and a detailled programme
Language: English
Organiser: Academy of European Law (ERA), Maria Todorof
Event number: 218D54
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