ERA: Supervisory Challenges Under MiFID II: How to Comply

Date

04 Oct 2018 to 05 Oct 2018

Address

  Trier
Germany

Section

Education

Event Description

Objective

This seminar will consider selected aspects of MiFID II such as trading venues, third-country provisions and supervisory challenges presented by the legislation in the context of its investor protection objectives. The seminar will address the practical steps that should be taken to ensure compliance with MiFID II.

Key topics

  • Brexit and third-country provisions
  • Interaction with the GDPR and FinTech
  • Compliance and complaints
  • Underwriting and placing
  • Safeguarding of client’s assets
  • Pricing of research
  • Trading venues: SMEs, CCPs, algorithmic trading

Who should attend?

Compliance officers, banking and capital markets lawyers, national supervisors

 

 

Speakers

Marco Bodellini, Associate Lecturer, Queen Mary University of London

Christopher Buttigieg, Lecturer, University of Malta, Msida

Stefano Febbi, Partner, Bird&Bird, Milan

Andrew Henderson, Partner, Eversheds International, London

Anna Szerszen, Policy Officer, DG FISMA, European Commission, Brussels

Click here for more information and a detailled programme

 

Language: English

Organiser: Academy of European Law (ERA), Maria Todorof

Event number: 218D54

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